CPD

The Audit of FSA Regulated Clients

Presenter: Ian Fletcher
9 November 2009
Time: 2.00 – 5.15
Location: British Dental Association, 64 Wimpole Street, London W1G 8YS
CPD: 3 Hours

Aim of the course 

This course will cover the main FSA rules relevant to accountants and auditors and how they affect clients. 

By the end of the course delegates should understand their accounting, reporting and auditing responsibilities. Practical guidance will also be given to delegates on typical issues and problems that may arise when dealing with this type of client.

Who should attend 

This course should be attended by anyone who is involved in auditing an FSA regulated entity. 

Course Content 

• Review of the main FSA rules 
• Where to find information and guidance 
• Key FSA rule changes - 2010 
• Overview of FSA Client Money audits 
• New Liquidity rules 
• Accounting and Statutory Audit requirements 
• Regulatory client reporting requirements 
• Practical guidance on programmes, checklists, engagement letters, Management and Representation letters 

FEE: £175 plus VAT or 2 ‘Block Places’ (from £108 plus VAT)

For further details:

• Email info@pass.co.uk

• Telephone: 020 7843 1281

• Fax: 01752 725725

To book on this course please complete the form below, and an invoice will be sent to you for payment.

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Terms:
A full refund (less 20% administration charge) will be made for cancellations received in writing or by email not less than 15 days prior to the course. Cancellations after this time are charged at the full fee or Block Places treated as utilised.

Please click here for full terms and conditions.