Presenter: Ian Fletcher
30 October 2008 2.00 - 5.15
Location: 66 Wigmore
Street, London W1U 2SB
Aim of the course
This course will cover the main FSA rules relevant to auditors and how they affect clients.
By the end of the course delegates should understand their reporting and auditing responsibilities. Practical guidance will also be given to delegates on typical issues and problems that may arise when dealing with this type of client.
Who should attend
This course should be attended by anyone who is involved in auditing an FSA regulated entity.
Course Content
Review of the main FSA rules
Where to find information and guidance
Key FSA rule changes
Overview of FSA Client Money audits
Accounting and Statutory Audit requirements
Regulatory client reporting requirements
Practical guidance on programmes, checklists, engagement letters, Management and Representation letters
CPD: 3 Hours FEE: £175 plus VAT or 2 ‘Block Booking
Places’ (from £104 plus VAT)
To book on this course please complete the form below, and an invoice will be sent to you for payment.
(* required fields)
Terms: A full refund (less 20% administration charge) will be made for cancellations received in writing or by email not less than 15 days prior to the course. Cancellations after this time are charged at the full fee or Block Places treated as utilised.
