Return to pass home page | About pass | Request A Brochure | Contact Us | Sitemap   

     

CPD

The Audit of FSA Regulated Clients

Presenter: Ian Fletcher
30 October 2008
2.00 - 5.15 
Location:
66 Wigmore Street, London W1U 2SB

Aim of the course 

This course will cover the main FSA rules relevant to auditors and how they affect clients. 

By the end of the course delegates should understand their reporting and auditing responsibilities. Practical guidance will also be given to delegates on typical issues and problems that may arise when dealing with this type of client.

Who should attend 

This course should be attended by anyone who is involved in auditing an FSA regulated entity. 

Course Content 

  • Review of the main FSA rules 
  • Where to find information and guidance 
  • Key FSA rule changes 
  • Overview of FSA Client Money audits 
  • Accounting and Statutory Audit requirements 
  • Regulatory client reporting requirements 
  • Practical guidance on programmes, checklists, engagement letters, Management and Representation letters

CPD: 3 Hours
FEE: £175 plus VAT or 2 ‘Block Booking Places’ (from £104 plus VAT)

For further details:

To book on this course please complete the form below, and an invoice will be sent to you for payment.

(* required fields)

Name *
Company *

Address *

Position within Company
Telephone No. *
Email *
Tick here if you would like these booking(s) to be utilised against your "Block Places Scheme" (2 Block Places per delegate)
 

  

Terms:
A full refund (less 20% administration charge) will be made for cancellations received in writing or by email not less than 15 days prior to the course. Cancellations after this time are charged at the full fee or Block Places treated as utilised.

Please click here for full terms and conditions.

 

Practical Student Courses | Student Recruitment | Computer Courses | Training Room Hire | Regulatory & Legal Notices



66 Wigmore Street, London, W1U 2SB (UK)
 Tel: 020 7284 4995   Fax: 020 7284 2966
 Email: info@pass.co.uk