We have a range of reviewers so we will be able to match the reviewer to your firm’s approach
Hot/Cold File Reviews – including Regulated Clients
Check the quality of your files / ensure your techniques are fully up to date / ensure your documentation is up to date / ensure your disclosure and reports are up to date
Ensure you are complying with International Standards on Auditing where appropriate
Audit Efficiency Reviews
Ensure you are carrying out Audits in line with the latest techniques to increase efficiency
Audit Documentation Review
Ensure your documentation meets all the latest requirements and takes advantage of the most efficient techniques now being adopted
FSA/Investment Business Reviews
We can help you ensure you are up to date with the complexities of the financial services and investment business regulatory regimes
Practice Assurance Reviews
Assess the extent of your firm’s compliance with Practice Assurance Standards
