File Review Services

We have a range of reviewers so we will be able to match the reviewer to your firm’s approach

Hot/Cold File Reviews – including Regulated Clients

• Check the quality of your files / ensure your techniques are fully up to date / ensure your documentation is up to date / ensure your disclosure and reports are up to date

• Ensure you are complying with International Standards on Auditing where appropriate

Audit Efficiency Reviews

• Ensure you are carrying out Audits in line with the latest techniques to increase efficiency

Audit Documentation Review

• Ensure your documentation meets all the latest requirements and takes advantage of the most efficient techniques now being adopted

FSA/Investment Business Reviews

• We can help you ensure you are up to date with the complexities of the financial services and investment business regulatory regimes

Practice Assurance Reviews

• Assess the extent of your firm’s compliance with Practice Assurance Standards 

You will receive:

• Honest feedback

• Practical advice

• Hands-on support 

Please contact Geoff Wood 
Telephone: 020 7843 1281
Email: geoff.wood@pass.co.uk